FINRA Regulatory Notice 11-32

Regulatory Notice 11-32 provides questions and answers from FINRA regarding the application of the new rule to assist member firms in the implementation of new FINRA Rule 4530 requirements (as explained in FINRA Regulatory Notice 11-06). In addition, FINRA Regulatory Notice 11-32 provides the definition of tweets and text messages being "written" material.

Helpful Links:

Summary of the Notice 11-32 from FINRA
The Full PDF of Notice 11-32