Guide
New Cyber Compliance Guide from Smarsh
Your guide to managing the latest cyber compliance requirements from FINRA and the SEC.
As regulatory environments evolve in a heightened cyber threat landscape, organizations must comply with new rules set by the SEC and FINRA. Our guide will help you understand these changes and ensure your organization remains accountable and transparent.
With this guide, you will:
- Gain clarity on the latest amendments and rules that impact your firm’s cybersecurity governance
- Learn how to develop written cybersecurity policies to effectively mitigate and address potential risks
- Discover a structured approach to meet upcoming deadlines and ensure your firm’s compliance is proactive, not reactive
Compliance with SEC and FINRA regulations is not just about avoiding fines—it's about guaranteeing trust with your stakeholders. Learn how regulatory cyber compliance can enhance your firm's reputation.