MiFID-II-at-a-Glance

MiFID II at a Glance

One of the more significant changes introduced by the Markets in Financial Instruments Directive (MiFID) II is the expanded recordkeeping requirements for electronic communications and telephone calls.

Check out this at a glance overview of the revised rules for recordkeeping to learn:

  • The reason why UK organisations need to adhere to MiFID II even after Brexit
  • The expanded requirements under MiFID II regulation
  • The solution required to manage expectations and mitigate risks