Findings from the 2019 Electronic Communications Compliance Survey

On-Demand

 

In the 2019 Electronic Communications Compliance Survey, we uncovered the greatest challenges facing compliance professionals today. Survey responses indicate that with mobile devices becoming a standard in the workplace, firms must embrace emerging social and collaborative technologies that their employees and clients are using. Firms also need to make investments in compliance and recordkeeping now to leverage that data for future non-examination purposes. 

Join Robert Cruz from Smarsh and Marty Colburn from Cloud Partners during this live webinar to dive into the key findings from this year's survey, including why:

  • Firms must embrace social, mobile, and collaboration technologies
  • Use of personal devices at work is standard and how firms must adapt to this new norm
  • The archive is helping compliance move from a cost center to a value driver
2019 Electronic Comms Survey thb 1

Download the Report

Inside, we uncover the challenges facing compliance professionals today, and show how evolving technologies are forcing organizations to rethink their approach to electronic communications.

READ THE REPORT

Panelists

Robert Cruz

Senior Director of Information Governance, Smarsh
Robert Cruz 826x975

Robert Cruz

Senior Director of Information Governance, Smarsh

Robert Cruz is Senior Director of Information Governance for Smarsh and Actiance. He has more than 20 years of experience in providing thought leadership on emerging topics including cloud computing, information governance, and Discovery cost and risk reduction.

Marty Colburn

Former FINRA CTO
Marty Colburn Headshot

Marty Colburn

Former FINRA CTO

Marty has more than 30 years of strategy, technical, operational, compliance and risk management experience. He is a recognized technology leader in assessing, designing, building, and operating large-scale platforms in complex and fast-paced environments. He previously served as NASD/FINRA Executive Vice President and Chief Technology Officer from 2001 to 2013. He led the development of the organization’s technology strategy, including application development, maintenance, architecture and operations.